List Transactions

Scope(s): read_issuer_securities OR readwrite_issuer_securities

Retrieve transaction history for securities belonging to an issuer, filtered by security type.

Use the type query parameter to specify the security type. Supported values: option (option grants), rsu (restricted stock unit awards), rsa (restricted stock awards), certificate (certificates), warrant (warrants), convertible (convertible notes), piu (profits interest units), sar (stock appreciation rights), phantom (phantom equity / cash bonus units).

For option grants, each item in the response represents a single grant with its full lifecycle: issuance, exercises, and cancellations (if applicable).

For RSU awards, each item represents a single award with its full lifecycle: issuance, settlements, and cancellations (if applicable).

For RSAs, each item represents a single award with its full lifecycle: issuance and cancellations (if applicable).

For certificates, each item represents a single certificate with its full lifecycle: issuance and cancellations (if applicable).

For warrants, each item represents a single warrant with its full lifecycle: issuance, exercises, transfers, and cancellations (if applicable).

For convertible notes, each item represents a single note with its full lifecycle: issuance and cancellations (if applicable). A conversion appears as a cancellation with reason=CONVERTIBLE_CANCELLATION_REASON_CONVERTED. A transferred note includes a precededBySecurityId on its issuance.

For PIUs (Profits Interest Units), each item represents a single PIU with its full lifecycle: issuance and cancellations (if applicable).

For Phantom equity (also known as CBU — Cash Bonus Unit), each item represents a single phantom with its full lifecycle: issuance and cancellations (if applicable). Phantom equity is cash-settled — settlements are represented as cancellations, not exercises.

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Path Params
string
required

The identifier of the issuer whose transactions to retrieve.

Query Params
int32

The maximum number of securities (with their transactions) to return. The service may return fewer than this value.

If unspecified, at most 50 securities will be returned.

The maximum value is 1000; values above 1000 will be coerced to 1000.

string

A page token received as nextPageToken in a previous response. Provide this to retrieve the subsequent page.

When paginating, all other parameters must match the call that provided the page token.

string
enum
required

The security type to filter transactions by. Required.

Supported values:

  • option — option grant transactions (issuance, exercises, cancellation)
  • rsu — restricted stock unit award transactions (issuance, settlements, cancellation)
  • rsa — restricted stock award transactions (issuance, cancellation)
  • certificate — certificate transactions (issuance, cancellation)
  • warrant — warrant transactions (issuance, exercises, transfers, cancellation)
  • convertible — convertible note transactions (issuance, cancellation)
  • piu — profits interest unit transactions (issuance, cancellation)
  • sar — stock appreciation right transactions (issuance, exercises, cancellation)
  • phantom — phantom equity transactions (issuance, cancellation)
Responses

Language
Credentials
OAuth2
URL
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Response
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application/json